perm filename CHAP7[4,KMC] blob
sn#097519 filedate 1974-04-16 generic text, type T, neo UTF8
00100 EVALUATION
00200
00300 The primary aim in constructing this model was to explore,
00400 clarify, develop, test and improve -all with a model- a theory having
00500 explanatory value. To satisfy this aim, the model must meet norms of
00600 internal consistency (systemicity) and norms of external
00700 correspondence with observation (testability). A secondary aim would
00800 involve pragmatic norms of application. These aims are not unrelated
00900 but the primary one is more fundamental since useful applications
01000 require some degree of consistency and correspondence to observation.
01100 As emphasized in Chapter 2, a model in the form of an
01200 algorithm consists of a structure of functions or procedures whose
01300 inner workings are sufficient to reproduce the outward symbolic
01400 behavior under consideration. The theory embodied in the model is
01500 revealed in the set of statements which illuminate the connections
01600 betweeen input and output, i.e. which describe how the structure
01700 reacts under various circumstances.
01800 What constitutes a satisfactory explanation has been treated
01900 in Chapter 2. The "fit" or correspondence with facts of observation
02000 as indicated by measurements and empirical tests indicating the
02100 degree of faithfulness of the reproduction, were described in Chapter
02200 6. Given that the model has met the above criteria, what does it as
02300 an artifact tell us about naturally-occurring paranoid processes?
02400 First, the model attempts to revisualize or reconceptualize
02500 factors underlying the phenomena of paranoid disorders. It draws
02600 attention to factors (such as the scan for malevolence as protection
02700 against humiliation) which might not otherwise be attended to and
02800 which have therapeutic implications. Paranoid disorders are not
02900 viewed as first-order "diseases" but as a mode of processing symbols
03000 secondary to a primary disturbance. The patterns of linguistic
03100 paranoid behavior observed in an interview are produced by an
03200 underlying organized structure of rules and not by a variety of
03300 random and unconnected mechanical failures. Second, the underlying
03400 structure is posited to consist of an algorithm, an organization of
03500 symbol-processing strategies or procedures. Third, the model as an
03600 analogy indicates that to change this structure, its procedures must
03700 be accessible to reprogramming in the higher-level language of the
03800 algorithm. Finally, in the interests of a general conceptual reform,
03900 the model suggests that other types of psychopathologies might be
04000 viewed from a symbol-processing standpoint.
04100 Decision procedures for consensus acceptability of a model
04200 sometimes depend not so much on truth, an elusive state, as on
04300 whether a majority of the relevant expert community believes the
04400 theory or model to approximate truth to some unknown and unknowable
04500 degree and to be better than promising available alternatives, that
04600 is, to be the best we can do for the time being. (Model builders,
04700 and perhaps all scientists, design or discover structures which
04800 delight them, not because they are true but because they are
04900 beautiful). A model is tenable as long as it is worth working with by
05000 improving it, extending it, devising experiments and tests to probe
05100 it, and applying it in contexts of practical action. Validation is
05200 ultimately a private experience of the individual. Empirical truth or
05300 falsity cannot be proven with certainty, but their presence can be
05400 assayed by some sort of critical assessment and deliberation. We can
05500 forgive models for being only nearly true. A theory or model may
05600 bring cognitive or pragmatic comfort, not because it is TRUE but
05700 because it is a workable and exciting possibility which represents an
05800 improvement over its contending rivals.
05900 Cognitive comfort is a type of intellectual satisfaction.
06000 Pragmatic comfort accrues from technically exploitable knowledge,i.e.
06100 applications which make things work the way humans want them to work
06200 efficiently in practical contexts of technological action. For the
06300 pragmatist, a model is a means to an end; for the theoretician, an
06400 explanatory model is an end in itself. It is hoped that this paranoid
06500 model can contribute to understanding one of the mysteries of human
06600 conduct, the paranoid mode. There remains the enigma of the paranoid
06700 "streak" which renders whole nations susceptible to ideological
06800 convictions in which Elsewhereans are believed to be malevolent
06900 oppressors.
07000 It is a truism of methodology textbooks that an infinite
07100 number of theories or models can account for the same data of
07200 observation. Without questioning whether "infinite" means
07300 indefinitely large or just more than one, we must allow for rival
07400 explanations. For a rival to be a live and tenable option, it should
07500 be truly alternative (i.e., not just a family version saying the same
07600 thing in a different way), and be confirmable or disconfirmable by
07700 tests.
07800 Prediction of new facts from a theory not only test a theory
07900 but provide useful information. Not all acceptable theories predict
08000 new facts, e.g. Copernicus'. Although I would maintain that faithful
08100 reproduction (fidelity as measured by indistinguishability along
08200 specific dimensions) is a proper and major test for the adequacy of
08300 simulation models, it would be a bonus if our model could satisfy the
08400 function of making possible new knowledge through prediction. The
08500 term "prediction" has a spectrum of meanings ranging from forecasts
08600 to prognoses to prophecies to precise point-predictions in time. To
08700 predict (and to postdict) from a theory or model is to derive and
08800 announce a fact prior to knowledge of its actual occurrence.
08900 However one needs knowledge of the kind of fact expected, the
09000 conditions which produce it and the circumstances under which it will
09100 occur. The interest in prediction may stem from a desire (1) to
09200 confirm or disconfirm a theory or model or (2) to obtain useful
09300 information about the future, as in weather forecasting. Celestial
09400 mechanics provides the ideal of accurate long-range predictions.
09500 But even astronomers, with the advantage of studying isolated and
09600 repetitive systems, have their troubles. In 1759 Halley's comet
09700 arrived four days later than predicted. In spite of our advanced
09800 20th century knowledge, a prediction made in 1962 was off by eight
09900 days, that is, twice as bad. (In fairness we must make allowances for
10000 the fact that great masses, distances and velocities are involved.
10100 Also comets defy Newton's law of gravity).
10200 Predictions of individual human behavior are severely limited
10300 by our restrictions of knowledge. For example, (1) sufficient
10400 knowledge of initial conditions may require that we know the whole
10500 past history of an individual (something not yet achieved for even a
10600 single person), (2) individuals do not remain isolated over the time
10700 stretch of the prediction; they interact with other individuals of an
10800 unknown nature, (3) since life is a fortuitous flux of chance
10900 intersections of independent causal chains, one would also have to be
11000 able to foresee events of the physical environment and its changes,
11100 (4) the process of observation needed to obtain information for
11200 predictions may have non-negligible and unforeseeable effects on the
11300 observed.
11400 In one sense our paranoid model makes moment-to-moment
11500 predictions and asserts new counterfactuals about behavior in a
11600 psychiatric interview. That is, if an interviewer says X under
11700 conditions Y, then the model's response will be characterized by
11800 z1...zn, and the same holds true for paranoid patients.
11900 Counterfactual prediction means that on the basis of observed
12000 behavior we are willing, with an inductive risk, to assume the
12100 presence of unobserved behavior potentials in a model's or patient's
12200 repertoire of capabilities.
12300 Predicting new kinds of events or properties, instead of
12400 kinds we are already familiar with, would represent a genuine bonus,
12500 indicating the model is more than ad hoc and has excess content. It
12600 would give both clinicians and investigators something to look for.
12700 This novelty could arise in two ways. First, the model might
12800 demonstrate a property of the paranoid mode hitherto unobserved
12900 clinically. In principle this could come about because the I-O
13000 behavior of the model is a consequence of a large number of
13100 interacting hypotheses and assumptions chosen initially to explain
13200 frequently observed phenomena. When the elements of such a complex
13300 conjunction interact with highly variable inputs they generate
13400 consequences in addition to those they were designed to explain.
13500 Whether any of these consequences are significant or characteristic
13600 of the paranoid mode remains a subject for future study.
13700 It is also possible that a new property of paranoia may be
13800 discovered in the clinical interview, although perhaps everything
13900 that can be said about paranoid dialogues has been said. If a new
14000 property were found, a search for it might be conducted in the
14100 model's behavior. If successful, this again would add to the model's
14200 acceptability.
14300 A second novelty might arise in the behavior of the model in
14400 some new situation. Since it is designed to simulate communicative
14500 behavior in an interview situation, the "new" circumstance would have
14600 to involve some new type of linguistic interaction to which the model
14700 is capable of responding. From its behavior one might then predict
14800 how paranoid patients would behave under similar circumstances. The
14900 requisite empirical tests and measures would show the degree of
15000 correspondence between patient and model behaviors.
15100 This possibility is of importance in considering emancipatory
15200 therapies for patients entangled in the quandaries of the paranoid
15300 mode. Since the model operates at a symbol processing level using
15400 natural language, it is this level at which linguistic and
15500 conceptual skills of clinicians can be applied. Language-based or
15600 semantic techniques do not seem very effective in the psychoses but
15700 they are useful in states of lesser severity. A wide range of new
15800 semantic techniques, including extremes, could be tried first on the
15900 model without subjecting patients to blind experimentation.
16000 While we have used the model principally to explore a theory
16100 and to study psychiatric judgements, its potential use as a training
16200 device has not escaped our reflections. Medical students and
16300 psychiatric residents need "disposable patients" to practice on
16400 without jeopardy (to either). A version of the paranoid model can
16500 display the changes in its inner states during an interview.
16600 Whether the optimal goal of interviewing (gathering relevant
16700 information without upsetting the patient) has been achieved, can
16800 thus be estimated. A beginning interviewer could practice in
16900 private or with a supervisor present. Many interviewers have reported
17000 that the model has a definite effect on them. The student can get
17100 the feel of the paranoid mode long before he interviews an actual
17200 patient. The effect of various interviewing styles might be
17300 studied and compared.
17400
17500 Although this simulation of paranoia covers a variety of
17600 phenomena, it is circumscribed in what it attempts to explain. The
17700 proffered explanation is local and restricted in that it accounts for
17800 only one type of symbol-processing mode. Past attempts at grand-
17900 scale explanations of all mental processes in all contexts have
18000 failed. A preferable strategy, successful in other sciences, is to
18100 build one circumscribed and tested theory or model at a time so that
18200 the field can gradually move forward a step at a time, each step
18300 gaining consensus before attempting the next.